With current assets of 8 million or above, you can apply for an registration of "professional investor" and enjoy special offers of various investment products and services.
Commission Rate low as 0.03% #
Financing amount up to HKD 40 million
US stock Day Trade Commission: USD 5。
#Subject to Assets under management(AUM) and transaction volume requirements.
*Rate of margin financing is based on the collateral quality, the concentration of securities and the company's internal rating of one's portfolio.
The interest rate and the interest calculation in Professional Investor Grade-Based Margin (“PI GBM”) financing are calculated based on the grading of each stock in your portfolio.
By being a Professional Investor, you can join our Professional Investor Grade-Based (“PI GBM”) Financing.
Higher proportion of Grade 1 Stock in securities portfolio, lower interest rate!
The margin financing rate of the portion of the Grade 1 Stock holding over HKD $1,000,000 can be reduced to as low as *P-1.5%.
Complete the form and submit it to your account executive to register as a Professional Investor with us today.
The calculation of interest rate is as follows:
Footnote 1: The above grade-based interest rate will be based on the effective rate which is subject to the latest Hong Kong Dollar Prime (P) rate of Standard Chartered Bank.
Footnote 2: The flat interest rate for non grade-based margin account is P(HKD Prime rate of Standard Chartered Bank) + 3%.
*The margin ratio of stock is for reference only, which is subjected to change as determined by both the market and specific company factor. The company deserves the right to provide a different ratio to client based on his account situation.
Clients must submit supporting documentation to the Company to confirm that the depository payment is from his/her own bank account. Acceptable documentation include, but is not limited to, bank statements, cheque images, and online banking screenshots. The deposit will be credited to the Client account on the day that supporting documentation is provided. Until the supporting documentation is submitted, the deposit will not be treated as “credited”. The daily cut-off time for collecting the supporting documentation is 4:00 p.m., any supporting documentation received after 4:00 p.m. will be deemed to be received on next working day. Clients will be liable for any relevant interest, commission, fines and other charges incurred as a result of not being "credited".
No Platform Fee
No Handling Fee
Interest rate is as low as 3.88% p.a. for UT financing
No Platform Fee
Interest rate is as low as 3.88% p.a. for bond financing.
The following bonds are for PI only:
https://www.hkex.com.hk/Products/Securities/Equities?sc_lang=zh-HK Please click the "Full List of Securities" and download the excel file
Commission rate 0.08% ，minimum HK$ 10
Monthly saving plan for ETF, commssion HK$ 5 for each transaction
Other features of Smart Minor Account:
- Independent account; to manage family members' asset separately
- Preferential commission rate after depositing money / asset
- The authority of operating and the ownership belong to the adult joint account holder
- Except Stamp Duty and CCASS fee, minor attending full age and could have authority of operating and the ownership of asset by a general joint account / individual account without extra cost charged by the company.
- Minor shall own investment portfolio when attending full age
The Phillip HKD Money Market Fund seeks to preserve principal value and to maintain a high degree of liquidity while generating a higher rate of return* as compared to personal deposits of HKD by investing primarily in HKD-denominated money market instruments, short-term debt securities and short-term deposits. For details, please refer to the relevant Prospectus under Related Documents. Client could join the service Surplus Cash Facility or subscribe The Phillip HKD Money Market Fund directly.
*The average running yield is based on the annualized percentage change in Net Asset Value over the last 30 days.
|Available Short Sell Stock List|
|Stock Code||Stock Name||Stock Code||Stock Name||Stock Code||Stock Name|
|2||CLP HOLDINGS||662||Asia Financial||1361||361 DEGREES|
|4||WHARF HOLDINGS||688||CHINA OVERSEAS||1398||ICBC|
|5||HSBC HOLDINGS||696||TRAVELSKY TECH||1898||CHINA COAL|
|17||NEW WORLD DEV||700||TENCENT||1928||SANDS CHINA LTD|
|20||WHEELOCK||728||CHINA TELECOM||1988||MINSHENG BANK|
|27||GALAXY ENT||751||SKYWORTHDIGITAL||2007||COUNTRY GARDEN|
|66||MTR CORPORATION||753||AIR CHINA||2318||PING AN|
|83||SINO LAND||762||CHINA UNICOM||2328||PICC P&C|
|144||CHINA MER HOLD||811||XINHUA WINSHARE||2343||PACIFIC BASIN|
|151||WANT WANT CHINA||813||SHIMAO PROPERTY||2388||BOC HONG KONG|
|173||K. WAH INT'L||855||CHINA WATER||2600||CHALCO|
|175||GEELY AUTO||857||PETROCHINA||2628||CHINA LIFE|
|189||DONGYUE GROUP||882||TIANJIN DEV||2689||ND PAPER|
|242||SHUN TAK HOLD||883||CNOOC||2777||R&F PROPERTIES|
|267||CITIC PACIFIC||939||CCB||2800||TRACKER FUND*|
|272||SHUI ON LAND||941||CHINA MOBILE||2823||X ISHARES A50*|
|308||CHINA TRAVEL HK||991||DATANG POWER||3323||CNBM|
|315||SMARTONE TELE||1038||CKI HOLDINGS||3328||BANKCOMM|
|330||ESPRIT HOLDINGS||1088||CHINA SHENHUA||3333||EVERGRANDE|
|358||JIANGXI COPPER||1109||CHINA RES LAND||3383||AGILE PROPERTY|
|363||SHANGHAI IND H||1114||BRILLIANCE CHI||3818||CHINA DONGXIANG|
|386||SINOPEC CORP||1171||YANZHOU COAL||3933||UNITED LAB|
|388||HKEX||1186||CHINA RAIL CONS||3968||CM BANK|
|390||CHINA RAILWAY||1199||COSCO PACIFIC||3988||BANK OF CHINA|
|546||FUFENG GROUP||1200||MIDLAND HOLDING||3993||CMOC|
|552||CHINACOMSERVICE||1211||BYD COMPANY||6030||CITIC SEC|
|590||LUK FOOK HOLD||1288||ABC|
|*Settled in CNY|
- 高資產淨值專業投資者，單獨或聯同其有聯繫者(配偶或子女)，於某聯權共有帳戶擁有的現金或投資組合不少於HKD 800萬或等值外幣。
- 一名或聯同其有聯繫者(配偶或子女)全擁有的任何法團，而其唯一業務是持有投資項目， 擁有的投資組合不少於HKD 800萬或等值外幣。
- 法團或合夥擁有的投資組合不少於HKD 800萬或等值外幣，或擁有的總資產不少於HKD 4000萬或等值外幣。
- 信託法團擔任一項或多於一項信託的信託人，而在該項或該等信託下獲託付的總資產不少於HKD 4000萬或等值外幣，或該總資產值。
股票掛鉤票據(Equity Linked Notes, ELN)是一種結構性(金融衍生)產品，以票據形式交易，是一種以賺取高息爲目的之投資工具，爲專業投資者(PI)提供賺取較一般貨幣市場工具更高息口的機會。
買入所需金額 = 票據面值x97%
買入所需金額 = HK$100萬x97% = HK$97萬元
買入折扣 = 票據面值-買入所需金額
買入折扣 = HK$100萬-HK$97萬=HK$ 3萬元
息率 = (買入折扣/買入所需金額) x 年期換算 x 100%
息率 = (3/97) x (12/3) x 100% = 12.4%(p.a.)
盈利 = 票據面值 – 買入金額
盈利 = HK$100萬 – HK$97萬
盈利 = HK$3萬
股票交收股數 = 票據面值/行使價
股票交收股數 = HK$100萬/HK$90 = 11,111股
虧損 = (行使價-最終收市價) x 交收股數 - 買入折扣
虧損 =(HK$90-HK$85) x 11,111 - 30,000
虧損 = HK$25,555
投資並涉及風險 ，有關風險詳情請瀏覽本公司的風險披露聲明 及 股票掛鉤票據(ELN)相關風險。
投資並涉及風險 ，有關風險詳情請瀏覽本公司的風險披露聲明 及 股票掛鉤票據(ELN)相關風險。
Professional Team for Professional Investor
Mr. Michael Fung
Mr. Michael Fung Graduated from the University of Manchester and majored in Economics and passed Financial Risk Manager (FRM) exam in 2013. He assists client to decide the right investment choice for their risk appetite and investment profile by using market data, asset allocation plans and trading strategies.
Direct Line: (852) 2277 6633
Whatsapp: (852)6192 8999
Wechat ID: Mic Mic
Mr Andrew Ng
Graduated from the Department of Financial Services of the Hong Kong Polytechnic University, Andrew completed the Chartered Financial Analyst (CFA) exam in 2008. He keens on stock research by analyzing basic factors and technical analysis. He has unique insights on derivatives instruments and IPO markets. Currently he is responsible of VIP client of the company and provide tailor-made investment services.
Direct Line: (852) 2277 6633
Whatsapp: (852) 9120 2566
Wechat ID: Ng Tsz Ching
Mr Lewis Ng
Graduated from Hong Kong University of Science and Technology, Lewis have been involving in Hong Kong stocks since he was in college, and he is particularly enthusiastic about the research of China stock market. The aim of his personal investment is to find the golden decade of the China stock market in the future.
Direct Line: (852) 3653 3000
Whatsapp: (852)9236 9745
Wechat ID:吳甲丰Lewis Ng
(Please scroll down to read through all of the terms. )
I confirm that I am accessing this website for the purpose of acquiring information as, or for, PROFESSIONAL INVESTOR (“PI”), according to the definition of PI according to SFO 571D (https://www.elegislation.gov.hk/hk/cap571D) only.
Professional Investor refers to:
- an individual having a portfolio on his/her own account, or an individual or the individual’s associate(s) having a portfolio on a joint account of not less than HK$8 million;
- the individual or the individual’s associate(s) having a portfolio of a wholly-owned corporation of not less than $8 million;
- a corporation or partnership holding a portfolio of not less than HK$8 million, or total asset not less than HK$ 40 million;
- a trust company with a portfolio of not less than HK$8 million; or total asset not less than HK$ 40 million;
I acknowledge that：
-The information or opinions provided in the webpages do not constitute an investment advice, an offer or solicitation to subscribe for, purchase or sell the e investment product(s) mentioned herein. It does not have any regard to your specific investment objectives, financial situation and any of your particular needs.
-Phillip Securities (HK) Ltd. ("PSHK") strives to but does not guarantee its accuracy or completeness, nor do we take responsibility for any loss occasioned by reliance placed upon the contents hereof.
-Any statements nonfactual in nature constitute only current opinions, which are subject to change.
-The value of investments may be volatile and past performance is not indicative of future performance.
-There are risks inherent in international investments. They are not regulated by the Hong Kong Stock Exchange /other Hong Kong regulatory authorities, and such products are not covered by the compensation fund. Trading in markets of other jurisdictions may involve additional risks (such as changes in government policies, taxation and political development, etc.). Before making an decision to invest, investors should refer to the relevant offering documents to understand the risks associated with the investment products, and pay attention to personal financial situation and risk tolerance.
-I confirm my agreement to the website Terms and Conditions of PSHK (LINK), which I have read and understood.
If the above representation is correct, please click 'agree' below to continue to the site.)